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CHAPTER III

Eligibility and Individualized Plan for Employment Development

Individualized Plan for Employment (IPE) Development

Once eligibility is determined, the consumer and counselor establish the consumer’s vocational goal and plan for the VR services needed to obtain the goal. VR counselors will inform consumers, and when appropriate, their parents, guardians, or other representatives about the available service options. The VR counselor will explain to consumers and/or their representatives about the availability of materials in alternative formats, accessibility, costs of services, the concept of consumer choice (Appendix K), duration of services, qualification of service providers, provision of services in integrated settings, and consumer satisfaction surveys.  In all cases, the consumer will make informed choices related to the establishment of their vocational goal and subsequent VR services and providers of those services.

DBVI has initiated a 90-day deadline for Individualized Plan for Employment (IPE) development to ensure that consumers receive and participate in timely VR services. The counselor must ensure that the IPE, based on the consumer’s unique strengths, resources, priorities, concerns, abilities and capabilities is finalized and signed within 90 days of the date of the consumer’s certification of eligibility for VR services. The consumer may choose a vocational goal that represents career advancement or upward mobility. If the consumer and counselor require additional time to determine a vocational goal, the counselor must document that the consumer agrees to an extension, receive approval from the regional manager, and provide the VR director with written justification. The counselor must document the reasons for extension in the consumer’s case file. The VR director must give the counselor approval to extend IPE development every 90 days thereafter.

The consumer and counselor are actively engaged in vocational guidance and counseling during IPE development, and the consumer may participate in vocational exploration, including vocational assessments and evaluations, unpaid work experiences, job shadowing or other opportunities that provide the consumer with information or experience that will facilitate solid consumer choice in establishing a vocational goal. The consumer may participate in medical exams or assessments to assess functional abilities when necessary to help determine the vocational goal.

For transition-aged students the IPE must be developed and approved as early as possible during the transition planning process, but at the latest, by the time the student determined to be eligible for vocational services leaves the school setting (34 CFR § 361.22). This requirement ensures there is no delay in VR services once special education services end. School officials will still continue to be responsible for providing a free and appropriate public education as outlined in the Individualized Education Program (IEP). The role of the counselor is primarily one of planning for the student’s years after leaving school.

Assessment of Vocational Rehabilitation Needs

DBVI will provide assessments, evaluations, or examinations as needed to determine:

  1. The consumer’s skills, abilities, and interests; aptitudes; educational achievements; and ability to acquire occupational skills.
  2. The consumer’s capacity for successful job performance, including the utilization of work, simulated or real, and to assess the individual's capabilities to perform adequately in a work environment.
  3. The consumer’s past work experience and patterns of work behavior.
  4. The consumer’s level of personal, vocational, and social adjustment related to blindness or visual impairment, their need for rehabilitation technology services and other pertinent data helpful in determining the nature and scope of services needed.

Program Planning

Counselor responsibilities during IPE development:

  1. Reviewing and discussing with the consumer all materials accumulated in the assessment to determine eligibility with the consumer.
  2. Providing maximum opportunity for consumer/counselor partnership in planning for a program of services.
  3. Providing core vocational counseling and guidance to the consumer maximizing program success.
  4. Working with the consumer to identify various community resources (in addition to DBVI) and providing assistance to the consumer in accessing those resources.
  5. Arranging additional assessment services as needed to facilitate better understanding of the consumer’s existing needs.
  6. Completing the Financial Determination Statement (DBVI-70-006). Financial need is not considered for assessment services during the consumer’s IPE development but must be considered for certain cost services after the IPE has been implemented.
  7. Informing the consumer of alternative vocational goals in integrated settings based on the consumer’s ability and interest so that the consumer can choose a realistic goal that is attainable within the constraints of funds available to the VR program.
  8. Informing the consumer of alternative services, service providers, and methods used to provide or purchase such services.
  9. Informing the consumer and/or representative of all procedures affecting the development and review of the IPE.
  10. Informing the consumer that if he/she chooses an out-of-state service at a higher cost than an in-state service, if either service would meet the individual's rehabilitation needs, DBVI will cover costs not to exceed the cost of the in-state service.
  11. Ensuring that the consumer has access to the necessary assistive technology to facilitate the consumer’s full participation in the rehabilitation process.

(Authority: CFR Sec. 361.50)

Customer’s participation in the cost of services

DBVI does not consider financial need for assessments in which the consumer participates during IPE development. However, the counselor will complete the financial determination prior to initiation of the consumer’s IPE.

DBVI has limited resources available to purchase goods and services for eligible consumers seeking and participating in VR services. Subsequently, DBVI has established an Economic Needs Test in order to ensure funding of services for consumers with the most severe economic need. The Economic Needs Test takes into account the financial resources of the consumer, spouse and/or other family members with whom the consumer resides, and all comparable services and benefits for which the consumer may be entitled or eligible. The counselor is required to apply the Economic Needs Test for selected services based on need with DBVI sponsoring the cost of services after subtracting the amount available from comparable services and benefits and consumer/family participation. DBVI will seek financial sponsorship for cost services first through comparable services and benefits and consumer/family contributions before paying for services with agency funds.

Counselors and consumers will conduct a diligent search for comparable services and benefits. Consumer financial contribution is required when established by the Economic Needs Test.

A thorough discussion of the customer’s participation in the cost of services and completion of the Financial Determination/Redetermination Statement (DBVI-70-006) is in Chapter 7D Financial Measures.

Status Movement

  1. Movement into Plan Start, (IPE signed) occurs when the New Rehabilitation Plan datapage in AWARE is complete and has signature start date.
  2. Movement into Closed Other (Not Rehabilitated Before Plan is Initiated) occurs when the information on the AWARE Closure datapage is complete.
  3. Movement into Closed Other (Not Rehabilitated After Plan is Initiated) from Service, Job Ready, and Employment Start occurs when the information on the AWARE Closure datapage is complete.

Scope of Services for Individuals

The purpose of the VR program is to provide, as appropriate, the goods and services that are necessary to enable an eligible individual to become gainfully employed. The Rehabilitation Act of 1973, as amended, requires that VR agencies make available the following services:

(Authority: CFR Sec. 361.48)

  1. Assessment for Determining VR Needs

    The assessment of VR needs is necessary before the Individualized Plan for Employment (IPE) can be developed.

    1. An assessment for determining VR needs of eligible consumers must be conducted. If the DBVI is operating under an order of selection, an assessment to determine VR needs must be conducted for each eligible consumer to whom the agency is able to provide services.

      The purpose of the VR needs assessment is to determine the consumer’s vocational goal and the nature and scope of VR services to be included on the consumer’s IPE. The IPE must be designed to achieve an employment outcome that is consistent with the consumer’s unique strengths, priorities, concerns, abilities, capabilities, career interests, and informed choice.

    2. DBVI does not consider financial needs when providing the consumer with an assessment of their VR needs.

    3. DBVI will use qualified service providers for assessments to determine the consumer’s VR needs.

  2. VR Counseling and Guidance

    1. Counseling and guidance services, including personal adjustment to blindness/vision loss, are core VR services provided at all stages in the rehabilitation process. See Chapter 4 - Program Implementation for a discussion of the Counseling and Guidance program. There is no economic needs test for counseling and guidance services.

    2. Counselors provide core guidance and counseling services throughout the VR process including but not limited to:

      1. Assisting consumers in understanding and exercising informed choice;
      2. In the developing the consumer’s IPE;
      3. In conjunction with each service provided to the consumer;
      4. In helping consumers resolve vocational-related concerns;
      5. In assisting consumers to adjust to loss of vision; and
      6. In assisting consumers in receiving needed services from other resources.
    3. The consumer and counselor include core guidance and counseling services as part of the planned services in the consumer’s IPE. The counselor documents core guidance and counseling in the consumer’s case narrative.

  3. Referral and Other Services

    1. Referral and other services necessary to help consumers secure needed services from other agencies will be provided as needed. VR counselors will provide consumers with information about the Client Assistance Program (CAP) ensuring that consumers are aware of their rights and responsibilities while applying for or receiving VR services.

      Counselors may provide these services at any stage of the rehabilitation process. No financial needs test is required for the provision of referral services.

    2. Counselors will refer consumers to other agencies or organizations to secure needed goods and services when they cannot be provided by DBVI. Referral to other agencies and organizations is made in order to secure best services available for the consumer.

    3. Counselor must comply with DBVI’s confidentiality policy.

  4. Physical and Mental Restoration

    1. Physical and mental restoration services will be provided to consumers when barriers to employment caused by a physical or mental disability are identified and are reduced or removed by the provision of these services. See Chapter 4 Service for a further discussion of the Physical and Mental Restoration program.
      The provision of physical restoration services to consumers is based on financial need.

    2. The consumer must meet VR program eligibility criteria in order to receive physical and mental restoration services.

      The consumer and counselor must consider all comparable benefits prior to DBVI sponsoring physical and mental restoration services.  The counselor must ensure that these services are included on the IPE and are documented on the consumer’s AWARE Case Note.

    3. Procedures for physical and mental restoration services are discussed in Chapter IV under Documentation Requirements for Service.

  5. Vocational and other Training Services, including Personal and other Training Services

    1. Consumers may receive vocational and other training services when the services are required in order for the consumer to enter, re-enter, or regain employment.  These services include personal and vocational adjustment, books, tools, and other training materials. See Chapter 4 Service, Chapter 9 Training Programs, and Chapter 10 VRCBVI.

    2. The counselor will ensure that vocational and other training services are only provided by approved vendors. Purchase of vocational and other training services will be based on financial need, excluding the adjustment services provided by DBVI. Financial participation by the consumer is not considered for adjustment services provided outside DBVI, when the counselor has determined that DBVI cannot meet the individual's need for the adjustment services identified on the IPE. Vocational and/or other training services must be consistent with the consumer’s vocational goal established on the IPE.

      Counselors will not expend VR funds for training or training services in an institution of higher education (universities, colleges, community or junior colleges, vocational schools, technical institutes, or hospital schools of nursing) unless maximum efforts have been made by the consumer and counselor to secure grant assistance in whole or in part from other sources to pay for the training.  The counselor will document in the consumer’s AWARE case notes that maximum efforts has been made to secure comparable benefits.

    3. Procedures of vocational and other training services are included in Chapter 4, Documentation Requirement, Chapter 9 Training Programs, and Chapter 10 VRCBVI.

  6. Maintenance

    1. Maintenance includes room, board, clothing, and incidentals and may be provided to consumer during any stage of the rehabilitation process.
    2. DBVI will provide funding for maintenance for consumers only when other resources are not available.  Maintenance is subject to the determination of the consumer’s economic need, except when the consumer is receiving diagnostic services.

      Comparable benefits for which the consumer is eligible, such as SSI or SSDI, must be applied toward the cost of maintenance, unless those benefits are fully utilized to maintain the consumer’s home while they are away from home participating in training.

      Maintenance may include the following:

      1. Clothing:
        DBVI will provide clothing only when specifically needed by the consumer to participate in a training program or for employment placement activities. The counselor and consumer must attempt to secure clothing from other sources prior to DBVI purchasing.

      2. Incidental Allowance:
        Consumers may receive an incidental allowance when receiving vocational training away from his/her home area. The incidental allowance is subject to the determination of economic need. Additionally, the incidental allowance shall not exceed the DBVI rate (Chapter 7A Financial Matters).

      3. Placement:
        Consumer may receive maintenance payments while seeking employment. Maintenance may be paid for job services.

      4. Training:
        The maximum amount DBVI will sponsor for room and board when the consumer is in a training institution shall not exceed the published room and board rates charged by the institution or the actual costs (whichever is less.) For consumers attending private colleges or universities, the most expensive in-state college rates would apply.

        Other maintenance items required by the institution may be provided at the rates set for this service by the institution.

      5. While Living at Home:
        DBVI will authorize maintenance for consumers residing at home only when the consumer’s expenses exceed what they would normally be due to the consumer’s participation in a rehabilitation program.

      6. Deposits:
        DBVI may pay utility or rent deposits. A deposit must not be paid more than once for any one service for a consumer during the rehabilitation process.

    3. Document the arrangements for the provision of maintenance services on the IPE and in an AWARE case note if needed. Authorization is required for all maintenance services. See Chapter 9A College Training, for a further discussion on maintenance.

  7. Transportation

    1. Consumers, and when necessary, individuals assisting consumers, may receive sponsorship of transportation and related expenses, including subsistence when the services are required for the consumer to participate in activities related to their IPE.  Services may include relocation and moving expenses necessary for the consumer to achieve their VR goal.

    2. Counselors provide transportation to consumers, using the most inexpensive means available, from home to the training facility at the beginning of training, at the completion of training, and for holiday periods. Transportation can be provided to consumers who are participating in VR training and who reside at home.

      Transportation is subject to the determination of economic need, except when necessary for the consumer to participate in diagnostic services.

      The counselor must not exceed the Virginia mileage reimbursement rate when authorizing transportation by private vehicle; however, every effort should be made to negotiate a lower mileage rate.

      Counselors may not provide transportation payment after the consumer is employed for thirty days, unless in the provision of post-employment services.

      See Chapter 9 Training Programs and Chapter 10 VRCBVI regarding transportation specific to those programs.

    3. Counselors will document the arrangement for the provision of transportation on the IPE and prepare an AWARE Vendor Authorization in advance of the transportation service being provided.

  8. VR Services to Family Members

    1. DBVI defines a family member(s) of the consumer as any relative by blood, marriage, or adoption and living in the same household.

      Family members of consumers actively participating in VR service may receive services when such services are necessary to enable the consumer to participate in activities associated with their IPE.

    2. The following conditions must be met in order to provide services to family members:

      1. Consumers must use comparable benefits. Counselors must document the services on the IPE and in AWARE case notes. (See Chapter 7B)
      2. The individual must be a family member as defined in H 1. of this section.
      3. The counselor must consider financial eligibility testing when providing services to a consumer’s family members.
      4. Services to family members must comply with agency, state, or federal regulations that are applicable to the provision of services to the consumer.
      5. Services to family members must be directly related to the provision of services to the consumer.
      6. Day care services for the consumer’s dependent children may only be provided if other arrangements are not available. When providing day care, the counselor may pay up to the amount paid per child, per day, by the Department of Social Services in the locality in which the child is located. When more than one child is involved, rates for the additional children must be lower. DBVI will not pay the consumer’s family members for providing day care services for the consumer’s children.
    3. The counselor will document any service provided to the consumer’s family members on the consumer’s IPE and case record.

  9. Interpreter Services for Individuals Who Are Deaf and Tactile Interpreting for Individuals who are Deafblind

    1. Deafblind consumers may receive interpreter services at all stages of the rehabilitation process when those services are needed by the consumer to access VR services.
    2. There is no economic needs test for the provision of interpreter services to deafblind consumers.

      DBVI will not pay a consumer’s family members to provide interpreter services.

      Refer to Chapter 8B, DeafBlind Services for a complete discussion of interpreter services.

    3. Counselors must document the provision of interpreter services to deafblind consumers in Extended Evaluation (Application X) on an AWARE Case Note. Plan Start and other services will be documented on the consumer’s IPE.

    4. The counselor must complete an AWARE Vendor Authorization for all interpreter services.

  10. Reader Services, Rehabilitation Teaching Services, and Orientation and Mobility Services

    1. Consumers may receive reader services, rehabilitation teaching services, and orientation and mobility services when the consumer requires the services in order to participate in vocational rehabilitation services.

      These specialized services may be provided at any stage of the rehabilitation process.

    2. There is no economic needs test for reader service, rehabilitation teaching instruction, and orientation and mobility instruction.

      There is no economic needs test for the purchase of adaptive aids and devices that may be recommended while the consumer is receiving rehabilitation teaching and orientation and mobility services.

      For further discussion of conditions related to rehabilitation teaching, see Chapter 8F, VR and Rehabilitation Teaching Programs.

      For further discussion of the conditions related to orientation and mobility, see Chapter 8E, Orientation and Mobility.

      DBVI will not pay the consumer’s family members for providing reading service.

      Counselors will use the DBVI allowable fee for reader service when the service is purchased by VR (see Chapter 7A).

    3. The counselor will document the provision of these services on the consumer’s IPE.

      Procedures for the provision of rehabilitation teaching and orientation and mobility are found in Chapter 8F and 8E, respectively.

  11. Job Search/Placement Assistance/Job Retention Services

    1. Gainful employment is the primary outcome of consumers receiving VR services. Job placement services to consumers include job search assistance, placement assistance, and job retention services.

    2. The counselor and consumer will consider the consumer’s previous work experience and training when determining employment.

      The counselor and consumer will both assume an active role in the placement process.

      There is no economic needs test for placement services.

      The counselor, as needed, will coordinate placement activities with other agencies or organizations.

      A further discussion of placement activities are found in Chapter 5 Placement, Chapter 9D Job Seeking Skills Programs, 9E Self-Employment Program, 9G On-the-Job-Training (OJT), 9H Work Experience Training, 9J Summer Work Program, 9L Supported Employment Program, Appendix J Work Opportunity Tax Credit (WOTC) and Appendix P Virginia Tax Credit for Employers.

    3. The counselor must identify job placement as a service on the consumer’s IPE. Placement services requiring expenditures must be authorized using an AWARE Vendor Authorization and entered on the consumers IPE.

      The counselor must document job placement activities in the consumer’s AWARE case notes.

      For further discussion of placement procedures, see Chapters 5 and 9 in conditions section above.

  12. Supported Employment Services

    1. Supported employment services are available as an option for consumers receiving VR services.

    2. Consumers receiving supported employment services must be eligible under Title I (Section 110).

      Consumers receiving supported employment services must be seeking or working in competitive employment provided in an integrated work setting.

      The consumer and counselor must identify that extended services will be needed by the consumer prior to case closure.

      Supported employment services must be provided to consumers with the most significant disabilities.

    3. Supported employment services are jointly planned by the consumer and counselor, and must be indicated by checking the appropriate box on the IPE in AWARE by the counselor.

      All procedures outlined in Chapter 9L must be followed in providing supported employment services.

  13. Personal Assistance Services

    1. Personal assistance services (PAS) are an array of services designed to assist an individual with a disability to perform daily living activities on the job or towards preparation for a job. These services are designed to increase the individual's control in life and ability to perform everyday activities.  Consumers may receive PAS when they require the services in order to participate in activities associated with their IPE.  PAS may also be provided when consumers are participating in diagnostic evaluations or assessments.

    2. PAS are provided to consumers, as appropriate, on an individual basis.

      PAS are not based on financial need.

      Counselors and consumers must utilize qualified personnel to provide PAS.

    3. Counselors must document PAS on the consumer’s IPE and in the AWARE Case Notes.

      In providing PAS, counselors and consumers must follow the policies and procedures outlined in Chapter 9R.

  14. Post-Employment Services

    1. Consumers may receive post-employment services when the services are necessary in order for the consumer to maintain or regain employment after their case with DBVI is closed.

    2. Post-employment services cannot be provided to consumers on an indefinite basis.

      The financial needs test applies to post-employment services.

      Consumers and counselors must identify the need for post-employment at IPE development.  Counselors will document the anticipated need for post-employment in the consumer’s AWARE case notes.

      The consumer must participate in a reassessment to determine the need for post-employment services prior to closure of the consumer’s case.

      After a consumer has been working successfully for more than twelve months, it would be rare that DBVI would provide services in post-employment.  Approval to provide post-employment services to the consumer beyond one year of successful employment must be given by the regional manager.

      Post-employment services may be provided to the consumer if services do not entail a complex or comprehensive rehabilitation effort unrelated to the consumer’s original IPE.

      Like all VR services post-employment services are time limited.

    3. The counselor must document post-employment services on the consumer’s Post Employment Plan datapage. For further discussion on procedures for the provision of post-employment services, see Chapter 6, Post-Employment Services.

  15. Occupational Licenses, Tools, Equipment, Initial Stocks and Supplies

    1. DBVI may obtain for consumers occupational licenses, permits, or other written authority required by state, city, or county to assist the consumer to enter an occupation or a small business. Tools, equipment, initial stocks, and supplies may be provided to consumer in training or employment.

    2. The purchase of licenses, tools, equipment, initial stocks, and supplies is based on economic need, except when adaptive equipment is needed and is essential for the consumer to participate in a vocational training program or when they are entering employment.

      VR funds cannot be used to directly support or expand the practice of religion. For example, a consumer may purchase a CCTV which will allow him/her to prepare for sermons which allow him/her to practice his/her chosen vocation, but VR funds could not be used to pay rent on a building that will be used by a minister to start a church or purchase a van to transport individuals to church. Counselors will assist consumers in obtaining the proper licenses or certification when it is required to enter an occupation.

      Counselors may purchase tools and equipment for consumers when the consumer’s employer does not ordinarily provide them for other workers.

      DBVI will provide tools and equipment for consumers when they are required for the consumer to successfully participate in training or employment.

      Consumers and counselors must seek and use comparable benefits prior to DBVI expending funds for the purchase of occupational licenses, tools, equipment, initial stocks and supplies. The counselor must document the comparable benefits search in the consumer’s AWARE case notes. The counselor must document provision of services on the consumer’s AWARE Plan.

    3. For further discussion on procedures, see Chapter 9E, Self-Employment Program and Chapter 12B, Purchase of Equipment, Tools, and Goods for VR Consumers.

  16. Assistive Technology Services

    1. Consumers may receive assistive technology services when the consumer needs a systematic application of technologies to help overcome barriers in training and employment.

      Assistive technology services include telecommunications, sensory, and other technological aids and devices. These are defined as an electronic or mechanical piece of equipment or hardware intended to improve or substitute for one or more of an individual's senses, impaired mobility, motor coordination, and adaptive equipment for the blind and visually impaired.

    2. Assistive technology services are provided to consumers, as appropriate, on an individual basis or for a group of individuals.

      Assistive technology services are not based on financial need.

      Consumers and counselors must utilize qualified personnel to determine the consumer’s potential to benefit from rehabilitation technology services.

    3. The counselor must use an AWARE Vendors Authorization for the purchase of assistive technology services and must include assistive technology on the consumer’s AWARE Plan.

      For further discussion on procedures, see Chapter 5 Rehabilitation Technology Services, and Appendix I, Rehabilitative Technology Services.

  17. Transition Services

    1. Transition services are a coordinated set of activities for a student designed within an outcome-oriented process that provides movement from school to post-school activities, including post-secondary education, vocational training, integrated employment (including supported employment), etc.

      DBVI provides transition services to youth 14 years of age and above, if such services are needed to promote or facilitate the accomplishment of an employment outcome.

    2. All students in the Commonwealth who meet the visual eligibility criteria of the VR program will be assessed to determine their need for transition services.

    3. For further discussion of transition services, see Chapter 8C Transition Services.

  18. Technical Assistance and other Consultation Services to Eligible Consumers who are Pursuing Self-Employment

    1. Consumers may receive VR services to assist them in pursuing self-employment as a vocational goal.

    2. Self-employment is an acceptable vocational outcome for an eligible consumer when the consumer has developed a self-employment plan that has been approved (see Chapter 9E Self-Employment).

      All federal and state rules pertaining to the purchase of supplies, equipment, leases/rentals must be adhered to.

      The economic needs of the consumer are considered prior to the purchase of any goods and services except for adaptive equipment.

      The consumer and counselor must seek and use comparable benefits prior to expending DBVI funds for self-employment purchases.

    3. The consumer and counselor must include all anticipated services and expenditures to establish self-employment on the IPE, once the consumer’s business plan has been approved (see Chapter 9E). The consumer must include these services and expenditures in their self-employment business plan.

      All purchasing procedures must be followed (see Chapter 12A).

  19. Other Goods and Services

    1. Consumers may receive these goods and services when they have been determined necessary for the consumer to achieve an employment outcome.

    2. The counselor must determine and document that the consumer cannot achieve an employment outcome without the other goods and services.

      All federal and state rules pertaining to the purchase of goods and services are be adhered to.

      Economic need requirements will apply to the purchase of other goods and services.

      The consumer and counselor must seek comparable benefits prior to the purchase of other goods and services by DBVI.

    3. The counselor must include all goods and services on the consumer’s IPE.

      See Chapter 12A for purchasing procedures.